客户协议书
发布时间:2017-08-03 来源:本站

Client Letter

客户协议

本协议为AST(英国)艾思特投资管理(集团)的交易品牌,下称(“AST”或“我们”)与您(下称“客户”或“您”)之间签订的协议。AST金融集团受英国金融行为监管局的金融服务牌照FCA(Financial Conduct Authority)(下称“FCA”)授权并监管,监管号:482507。注册办公室地址:Chase Business Centre ,39-41 Chase Side,N14 5BP London,United Kingdom

该客户协议(下称“协议”)描述的条款和条件适用于以客户名义在AST开具的AST账户(总称“账户”),旨在帮助客户进行外汇现货交易以及包括外汇,金属,商品,指数以及上市股票在内的差价合约(CFD)交易(总称为“交易”),以及帮助客户登录AST网站,交易平台,行使账户服务权利和得到AST的行政支持等。所有交易都要依照本协议的条款和条件进行,若有其他任何经AST主管或官员以书面方式正式授权的额外条款也应加以遵守和执行。

This is a legal contract between AST LTD (hereinafter known as“AST”) its successors and assigns, and the party (or parties) executing this document.

本文件为具有法律效力的合同,由艾思特(下称“AST”)、其承继人或受让人与签署本文件的一方(或多方)共同订立。


To create an account to buy and/or sell Contracts For Difference (hereinafter referred to as “CFD s”), futures. in dices, foreign exchange, and or Straight Through Processing system- STP (hereinafter referred to as “STP”) /Electronic Communications Network -ECN(hereinafter referred to as “ECN”) with AST, Client acknowledges that Client has been advised and understands the following factors concerning trading in leveraged Over-The-Counter(hereinafter referred to as “OTC”) in addition to those contained in the following Risk Disclosure Statement and the Bankruptcy Statement which have been providedto Client.

客户为通过直通式处理模式系统(以下简称“STP”)/电子网络交易模式(以下简称“ECN”)购买或出售差价合约(以下简称“CFD s”)、期货、股指、外汇和/或股票,申请在AST开立账户,应确认已获得建议,并理解下述有关杠杆场外交易(以下简称“OTC”)的条款以及向客户提供的风险披露声明和破产声明。


1.STP is not traded on a regulated exchange market. There are no guarantees to the credit worthiness of the counter party of you Currency position. Every attempt has been made to deal with reputable credit worthy banks clearing houses. Also, there maybe certain cases in which trading liquidity decreases causing trading in a certain currency to cease,thereby preventing the liquidation of an adverse position which may result in a substantial financial loss

1.STP场外交易不在固定的交易所内进行,不能保证货币头寸交易对手的资信。我们尽最大努力与信誉良好的银行或交易所进行交易。不过,可能出现如下情况:交易流动性降低,导致某种货币的交易停止,从而妨碍不利头寸的清盘,进而造成巨大经济损失。


2.Trading in STP is suitable only for those sophisticated institutions or individuals able to withstand financial losses which may substantially exceed the value ofmargins or deposits. STP/ECN/OTC accounts are not available through AST to non-sophistic ate d participants.

2.STP/ECN/OTC等交易可能遭受的损失可能远高于保证金,因此仅适合经验丰富、财力雄厚、可承受这种损失的机构或参与者。AST不会为经验不足的参与者开立STP/ECN/OTC账户。


3.The market recommendations of AST are based upon information believed to be reliable, but AST cannot and does not guarantee the accuracy or completeness of those information or represent that following such recommendations will eliminate the inherent market risk. Any recommendations of, or information provided by, AST do not constitute an offer to buy or sell, or the solicitation of an offer to buy or sell, any STP/ECN/OTC transaction.

3.AST外汇根据其认为可靠的信息发布市场建议,但AST不能也无法保证这种信息的准确性和完整性,不能也无法声明遵循这些建议就能免受外汇交易固有的市场风险。AST提供的任何市场建议或信息均不构成对购买或出售任何STP/ECN/OTC交易的要约或要约遨请。


4.Client understands that AST does not permit its Account Manager to either exercise discretion or manage an STP account. or hold a power of attorney over an STP account. unless approved by an executive officer of AST and only after proper documentation has been submitted and approved by AST. If Client's account is not being traded with Client's authorization. Client must notify a AST Compliance Officer immediately.

4.AST不允许其客户专员自行判断或管理STP账户或对STP账户行使委托书中规定的权利,除非该专员向AST提交了相应文件并获得AST执行官批准。如果未经客户授权而客户账户发生了交易,客户必须立即通知AST的合规专员。


5.AST's margin policies and or the policies of those banks clearing houses through which trades are executed may require that additional funds be providedto properly margin Client's account and that Client is obligated to immediately meet such margin requirements. Failure to meet margin calls may result in the liquidation of any open positions with a resultant loss. AST also reserves the right to refuse to accept any order in such condition.

5.根据AST、银行或者结算公司的保证金政策,进行交易需要客户提供额外资金以保其账户上的保证金数额合适,客户有义务立即满足这些要求。未能满足保证金要求可能导致对任何敞口头寸进行清盘,进而造成损失,在这种情况下,AST保留拒绝接受任何订单的权利。


6.Client must carefully review the reports relating to Client's trading provided to Client by AST. Pursuant to the Client Agreement, all reports of execution will be deemed final within twenty-four (24) hours and all statements of account will be deemed final within one (1) day unless the Client makes a written objection to these reports within this 24 hour period of time to an executive officer of AST , at its principal place of business.

6.客户必须仔细核对AST提供的交易报告。根据客户协议书,所有签署的报告在二十四小时内是不可更改的,所有会计报表在(1)天内是不可更改的,除非客户在这二十四(24)小时内在AST的主要营业地向AST的执行官以书面形式对这些报告提出异议。


7.The Client has read and understood the Client's obligations and rights under the following Client Agreement and agrees and acknowledges that the following Client Agreement will control the Client's relationship with AST. The Client agrees that Client is fully responsible for making all final decisions as to transactions effected for Client's account. Client has considered the foregoing factors and in view of Client's present and anticipated financial resources, Client is willing and able to assume the substantial financial risks of STP ECN/OTC trading.

7.客户己经阅读并理解其在交易协议书下的义务和权利,同意并确认客户协议书约束客户与AST的关系。客户同意对其账户所发生交易的最终决定承担全部责任。客户已考虑上述因素,鉴于客户目前和预期的财力,客户愿意并且能够承担STP/ECN/OTC交易的巨大财务风险。

风险警告:
AST金融集团将严格遵循FCA框架内的金融服务监管义务,依法向包括英国境外客户在内的所有客户提供金融服务。外汇及其衍生品交易具有高风险性,损失金额可能会超过您原本的投资本金。同时,您并没有资格获得所投资产品的实际所有权。杠杆交易在放大收益的同时也可能会放大损失。只有当您有能力承担这些风险的时候您才可以进行交易。实物黄金交易同样也具有高风险性。AST金融集团无法承诺并保证交易业绩、投资回报、或任何固定的回报率。我们提醒您仔细考虑投资的风险性,慎重决定风险资本金额(即可承担的亏损资金量)。请注意,过往的实物黄金交易、标的工具、或市场趋势都无法预计或保证实物黄金未来的真正走势。衍生品交易及/或实物黄金交易因其存在的高风险性,并不适合所有投资者。您须充分了解交易所涉及的风险,必要时可向第三方征询意见。投资者在进行衍生品交易前应详细了解金融服务指南和产品披露条款,以及产品文档信息(仅针对实物黄金)。
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